FTC Safeguards Rule
16 CFR Part 314: covered FTC financial institutions maintain written risk-based security programmes, safeguards, oversight and FTC event reporting. Below 5,000 consumers exempts specified requirements only, not the whole rule.
Prepared byShubhank Suman
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Related instruments in this library
- Gramm-Leach-Bliley Act – Privacy (15 U.S.C. Chapter 94)
Enabling statute for financial-information safeguards.
- FTC Privacy of Consumer Financial Information Rule
Separate privacy notice/sharing rule with narrower dealer-focused scope.
- SEC Regulations S-P, S-AM and S-ID
SEC safeguards are a different regulator-specific regime, not a substitute scope test.