Instrument 44 | F. SEBI - Securities / AI-ML / Cyber Resilience

FRAMEWORKBINDING SEBI FRAMEWORK

SEBI - Framework for Adoption of Cloud Services by SEBI Regulated Entities

SEBI2023Binding SEBI FrameworkSecurities

AI / PRIVACY / CYBER RELEVANCE

Directly relevant to LLM/API/cloud-hosted AI, including data ownership, encryption and third-party AI providers.

AI: HighPrivacy: HighCybersecurity: Very High

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  • Data ownership/localisation
  • security controls
  • CSP due diligence
  • monitoring
  • contractual responsibilities

PURVIEW

Establishes SEBI’s framework for regulated entities adopting cloud services, addressing governance, security, outsourcing, data, operational resilience, auditability and third-party risk. Its importance for AI is substantial because modern AI systems commonly depend on public or private cloud infrastructure for model training, storage, compute, inference, logging and API delivery. Cloud concentration can also create confidentiality, availability and cross-system dependency risks. The framework therefore provides the technology-governance foundation within which AI workloads should be hosted, including appropriate security controls, vendor oversight, data protection, resilience, contractual safeguards and regulator access to relevant information.

Classification and legal status. Binding sectoral circular/framework for SEBI-regulated entities in scope.

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Keywords

cloudoutsourcingdata localisationCSP due diligence

Source note

SEBI Circular dated 6 Mar 2023, official framework reviewed.

Legal status indicates whether this resource is legislation, delegated regulation, regulatory direction, guidance, policy, research or technical material. Inclusion in this library does not by itself make a document legally binding.

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